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![]() Ross Runkel |
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Title: Utah Power and Light
and IBEW Local 57
Date: September 9, 2006
Arbitrator: Burton White
Citation: 2006 NAC 110
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IN THE MATTER OF THE ARBITRATION Between Utah Power and Light Employer And IBEW Local 57 Union |
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FMCS
Case #: 06-02452 Opinion and Award
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| Before
Burton White, Arbitrator |
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| Date of Hearing: | April 27 and June 9, 2006 |
| Place of Hearing: | Salt Lake City, Utah |
| For the Employer: | Scott
E. Ortiz, Esq. Willimas Porter Day Neville PC P.O. Box 10700 Casper, Wyoming 82602-3902 |
| For the Union: | Arthur
F. Sandack, Esq. 8 East Broadway, Suite 510 Salt Lake City, Utah 84111 |
Issue
1
Language
1
Collective Bargaining Documents 1
Corporate Documents
6
Preliminary Comments
8
Background Facts
9
Positions of the Parties 14
The Union
16
Discussion 16
Standards
16
Analysis
19
Forewarning
20
Procedure
39
Summary of Conclusions
44
Award
50
Addendum
51
The
parties in this dispute are Utah Power & Light Company (Employer or Company)
and the International Brotherhood of Electrical Workers, Local 57 (Union or
IBEW). The Employer is a subsidiary of PacifiCorp (Corporate). The arbitration
was held pursuant to the provisions of the collective bargaining agreement (CBA)
entitled, “Labor Agreement for Power Delivery between Utah Power & Light
and Local 57 of the International Brotherhood of Electrical Workers”
(Agreement or CBA) from January 26, 2003, through January 25, 2006. (Jt. 1.)
The hearing was held on April 27 and June
9, 2006. The parties agreed that the matter was properly before me as Arbitrator
to hear the dispute and to issue a final and binding decision. Both parties
participated in the hearing; each had full opportunity to present evidence, call
and cross-examine witnesses, and argue its case.[1]
The parties requested that if I were to determine that the grievance addressed
in this matter is to be upheld in whole or in part, that I retain jurisdiction
to assist the parties, if need be, in the interpretation and application of my
Award. (Tr. II, p. 235.)
The parties elected to make closing
arguments in written briefs. They set Friday, July 14, 2006, for simultaneous
submission of briefs. Both documents were postmarked on that date. The second of
the two was received on July 19, 2006, whereupon the record was closed.
The parties agreed to the following
statement of the questions before me:
Was the Grievant terminated for just cause on October
the 12th, 2006?
If not, what is the appropriate remedy?
LANGUAGE
I.
Collective Bargaining Documents
A.
From the Collective Bargaining Agreement (CBA) (Jt. 1):
Article I
Introduction And [sic] Recognition
Sections
1.1 through 1.7 omitted.
1.8
Should the Company establish any new department or materially rearrange
any of its present departments so that the definitions or rules then in effect
will not apply, then the parties hereto will meet at least 30 days before said
change is to be made for the purpose of arranging classifications, wages, hours
and schedules of work.
Sections
1.9 through 1.13 omitted.
1.14
The supervision and control of all operations and the direction of all
working forces, including the right to hire, to suspend or discharge for proper
cause, or to transfer employees or to relieve employees from duty because of
lack of work or other legitimate reasons are vested exclusively in the Company.
The Company retains the right to exercise discipline in the interest of good
service and the proper conduct of its business. An employee, who had been laid
off, disciplined or discharged or the employee's representative shall be advised
of the reason or reasons for such action upon request, and shall be entitled to
a hearing as hereinafter provided in Article 5.
Article 4
Hours of Work and Compensation
Section
4.1 omitted.
4.2
Overtime
4.2.1
Overtime is the actual time worked by a regular employee other than the
regular employee's working hours. ***[2]
4.2.2
Employees who are required to work overtime shall be paid for such
overtime as follows:
Time
and One‑half
·
For work beyond eight (8) hours in a day or hours outside the normal
daily work schedule or work week or the regular hours or days of a temporary
shift.
[Remainder of
entry omitted.]
Double
Time
·
For all hours after 16
continuous hours until the appropriate break in hours has been satisfied as
described in Section 4.2.3.
·
[Omitted.]
·
When multiple time and one‑half pay provisions overlap, double time
would be paid during the overlap time period.
·
It is understood that the double time rate of pay is the maximum overtime
payment for any hour worked. ***
4.2.3
Unpaid rest periods of 4 to 8 hours, as determined by supervision, shall not
change the pay status of two times regular rate for employees who return to work
immediately after such rest periods. Rest periods of more than 8 hours will be
sufficient to change one's pay status. If such unpaid rest periods extend into
the employee's regular scheduled work hours, such employees will receive only
straight time pay for the rest period hours occurring during the employee's
regular scheduled work hours. Any call-out within two hours of an employee's
regular quitting time or within two hours of a previous call-out shall be
bridged back to the previous quitting time or previous callout for the purpose
of calculating sixteen (16) continuous hours to achieve double time
compensation. Employees will be paid only for time worked and do not receive
compensation for the bridged time identified above.
[Subsections
4.2.4 through 4.2.8 omitted.]
4.2.9
Employees who are required to work more than two (2) hours overtime after the
regular quitting time shall be compensated for a meal by the Company and the
first subsequent meal at five and one-half (5 1/2) hours with additional meals
at intervals of not more than six (6) hours thereafter while they continue to
work. Meals will be compensated by the Company for employees who work more than
two (2) hours before their regular starting time, including holidays and regular
days off. Breakfast compensation will be
provided for employees who report to work one and one-half hours (1 ½) or more
before their regular starting time, including holidays and regular days off.
(breakfast compensation only) [sic]
Pre-arranged
overtime meals on holidays and regular days off will be compensated as stated in
"Payment for Meals" Memorandum of Agreement.
[Subsections
4.2.10 through 4.2.13 and Sections 4.3 through 4.8 omitted.]
Article 5
Grievance Procedure ***
Adjustment And [sic] Arbitration
5.1
Employees of the Company shall have the right to a hearing on any
difference of opinion with respect to matters of promotion, demotion,
discipline, layoff or discharge.
[5.2
through 5.4 Third Step omitted.]
Fourth
Step:
***
The
award of the arbitrator shall be final and binding upon both parties and upon
the employee(s) involved. The fees and expenses of the arbitrator, and any other
expenses agreed to by the parties prior to the arbitration, shall be shared
equally by the Company and the Union. The arbitrator shall have the power and
authority to arbitrate only those matters expressly made subject to arbitration
by the terms of this Agreement, and shall rule only on the issues submitted in
writing for arbitration. The arbitrator shall not have power to alter or amend
the Agreement.
This
provision shall not be construed to prevent further conferences between the
parties hereto for the purpose of settling the dispute at any time before the
decision of the arbitrator.
5.5.
In the event it is decided in the manner provided in this Agreement that
the employee has been suspended, demoted, laid off of discharged without cause,
the employee's record shall be cleared of such charges and the seniority
restored: and the employee shall be reimbursed for any loss of wages resulting
by reason of such suspension, demotion, layoff or discharge.
Memorandum
of Agreement
Payment
for Meals
January
26, 1898
Payment
For Meals During Extended Work Hours
Payment
for meals will be made to bargaining unit classification employees and
management personnel when extended work hours are required by the Company. The
provisions of Section 4.2.9, 10 and 11
[sic]
of the agreement between I.B.E.W. Local 57 and the Company cover the cases
of extended days and early call out. Employees will be allowed a reasonable
period of time to eat meals provided under this policy but will be on their own
time during the meal period-time off for meals is not subject to overtime pay.
The
Company will reimburse employees $7.00 for breakfast, $8.00 for lunch, and
$17.00 for
dinner.
The
type of meal to be reimbursed will be determined by the hour during which the
meal would
normally be furnished. The following time periods will be used in making this
determination:
|
BREAKFAST |
2:01
a.m. |
to |
9:59
a.m. |
|
LUNCH |
10:00
a.m. |
to |
1:59
p.m. |
|
DINNER |
2:00
p.m. |
to |
2:00
a.m. |
Meal
allowances will be disallowed for bargaining unit employees if no overtime is
reported for
the corresponding day that is marked for the meal allowance.
[Remainder
of MOA omitted.]
B. From Joint
Exhibit 2:
Memorandum of Agreement
Between
Local 57 IBEW & PacifiCorp
March 17, 2005
Issue:
Staffing and Operating Parameters for the Wasatch Restoration Center
In
accordance with Article 1, Section 1.8 of the collective
bargaining agreement between Local 57 and PacifiCorp's Power Delivery
business unit, the parties have met and resolved the issues associated with the
staffing and operating parameters for the Wasatch Restoration Center (WRC). The
parties recognize that with reorganizations of this scale, additional issues may
arise after the WRC is operational. The Company and the Union are committed to
jointly resolving any future issues that may arise.
Staffing the
WRC
[Paragraph
1 omitted.]
The
following definitions apply to the language in this memorandum:
Wasatch Front:
[omitted].
Work Week: [omitted].
Regular Hours:
The hours for the
shift on which the employee is scheduled for that day; [sic]
is considered their “normal work day.”
Crew Support:
[omitted].
Hours of Operation [Omitted.]
Shift
Definitions:
Regular
Day Shift (RD):
Eight-hour shift beginning at 0700 and ending at 1500; scheduled Monday through
Friday. Employees on this shift have a 30 minute paid lunch break to be observed
based on operating circumstances each day.
Day
Shift (D):
Ten-hour shift beginning at 0700 and ending at 1700; may be scheduled either
Monday through Thursday or Tuesday through Friday. Employees on this shift have
a 30 minute paid lunch break to be observed based on operating circumstances
each day.
Afternoon
Shift (A)
Ten-hour shift beginning at 1300 and ending at 2300; may be scheduled either
Monday through Thursday or Tuesday through Friday. Logistic specialist shift (a)
to begin at 1500 and end at 0100, Monday through Thursday. Employees on this
shift have a 30 minute paid lunch break to be observed based on operating
circumstances each day and will receive 4% shift differential per the working
agreement.
Weekend
Day Shift (W)
Twelve-hour shift beginning between 0700 and 0900; scheduled Friday through
Sunday or Saturday through Monday. Employees on this shift have a 30 minute paid
lunch break to be observed based on operating circumstances each day. Will
receive 2% differential added to base pay and will receive 40 hours pay for 36
straight-time hours worked.
Weekday
Graveyard Shift (WDG)
Ten-hour shift beginning at 2100 and ending at 0700 the following day Monday
through Friday. Employees on this shift have a 30 minute paid lunch break to be
observed based on operating circumstances each day and will receive 7%
differential per the working agreement.
Weekend
Graveyard Shift (WG)
Twelve-hour shift beginning at 1900 and ending at 0700 the following day Friday
through Monday or Saturday through Tuesday. Employees on this shift have a 30
minute paid lunch break to be observed based on operating circumstances each
day. Will receive 7% differential per the working agreement. Will receive 2%
weekend differential added to base pay and will receive 40 hours pay for 36
straight-time hours worked.
[Remainder
of Shift Definitions omitted.]
[Remainder
of section omitted.]
Available Schedules [Omitted.]
Troubleshooters [Omitted.]
Thumper Operators [Omitted.]
Foreman [Omitted.]
Journeyman
Linemen
|
Schedule |
Shift Hours |
FTE’s Required |
Shift - Diff |
|
M
- Th |
0700
- 1700 |
6 |
NO |
|
M-Th |
1300
-2300 |
6 |
YES |
|
F
– Su |
0700
- 1700 |
6 |
YES |
Support (Equipment Operators and General Helpers) [Omitted.]
Service Coordinators [Omitted.]
Overtime:
Overtime is defined
as
(a)
through (c) [Omitted.]
(d)
Time worked in excess of 10-hours in a day when scheduled for 10-hour days …
(e)
[Omitted.]
Overtime Equalization/Call Out [Omitted.]
[No
heading]
The
Union and Company agree that the following provisions will supersede any
conflicting language in the Collective Bargaining Agreement with regard to these
shifts as established:
I.
Filling Established Shift Positions [Omitted.]
II.
Filling Temporary Vacancies [Omitted.]
III.
Shift Changes for Required Training
Only [Omitted.]
IV.
Application of other Agreement provisions to persons governed by this MOA
A.
Holidays [Omitted.]
B.
Vacation [Omitted.]
C.
Sick Leave [Omitted.]
D.
Bereavement Leave [Omitted.]
E.
Hourly Compensation [Omitted.]
F.
Meals
Overtime
meals will be compensated as per Section 4.2.9 of the Labor Agreement.
1.
Employees working shifts with a paid meal period shall eat as work
permits.
G.
Vehicles [Omitted.]
V.
Logistics
Specialist Expectations [Omitted.]
VI.
Administration
of this Memorandum of Agreement
A.
A Joint Shift Implementation Committee shall be established and will meet
as needed to review the implementation of this MOA. The Company Labor Relations
Designee and the Union Business Manager must approve and sign all amendments of
changes to this agreement.
B.
[Omitted.]
C.
The Joint Shift Implementation Advisory Committee will meet as needed to
review and resolve problems that may arise within this agreement. The Collective
Bargaining Agreement will be the final interpretation concerning the terms and
conditions not superceded by this Memorandum of Agreement.
D.
While it is the hope that issues can be resolved without resorting to
grievances and arbitration, it is understood that the grievance and arbitration
provisions of the Collective Bargaining Agreement apply to disputes that cannot
be resolved by the Joint Committee.
E.
[Omitted.]
II.
Corporate Documents
A.
From Discipline Guidelines (Co. 21.)
TERMINATION
***
SERIOUS
MISCONDUCT
Termination
without prior warning or notice is appropriate for any serious misconduct or
serious performance problems. The Company’s management determines whether
conduct or performance problems are such that it is appropriate to terminate an
employee without the benefit of a prior warning.
Examples of
serious misconduct and serious performance problems include the following:
·
theft
***
·
deliberate alteration or falsification of Company or work-related records
·
unethical or willfully deceptive conduct or work practices
[Remainder
of document omitted.]
B.
From Payroll: Time Reporting and Approval Policy (Co. 4.)
Policy
In
order to evidence the effectiveness of PacifiCorp’s internal controls
governing fiscal reporting, every employee (both exempt and non-exempt) is
required to prepare a timesheet and attest to its accuracy by signing and dating
it. The timesheet must then be submitted to the supervisor for review and
approval. [Remainder of paragraph omitted.]
Procedure
Overview
|
—Employee
Responsibility ·
Track and report time using a payroll-approved timesheet. *** ·
Prepare, sign and date the timesheet using an unalterable method
such as ink, e-mail or Xerox scan to e-mail. ·
Submit to supervisor for approval via hand delivery, e-mail, fax or
Xerox scan to e-mail. [Remainder
of Procedure Overview omitted.] |
Procedure
[Variance in bold face type as in original.]
1.0
Time Entry and Approval [Omitted.]
1.1
Approved Time Sheets [Omitted.]
1.2
Employee Responsibility
·
Individual Daily
Employees
(or their designated proxies) must accurately log their hours worked, hours off,
type of hours and cost objects, and report that time using a payroll-approved
timesheet for each day. The timesheet
must then be approved by the supervisor before being entered in SAP, …[3][Remainder
of entry omitted.]
·
Crew Daily
Foremen/crew
leads/supervisors (or their designated proxies) must accurately log crew hours
worked, hours off, type of hours and cost objects, and report that time using a
payroll-approved timesheet for each day. After the foreman/crew lead/supervisor
has fully completed the timesheet, each employee in the crew must attest to its
accuracy by signing and dating it. [Remainder of entry omitted.]
[Remainder
of 1.0 omitted.]
2.0
Time Entry Verification [Omitted.]
3.0
Miscellaneous
3.1
Fraud
Falsification
of timesheets is considered a fraudulent action under the Fraudulent or
Dishonest Activities and Whistleblower Protection Policy. Falsification of
timesheets includes, but is not limited to, intentional overstatement of regular
or overtime hours worked knowingly charging the wrong accounting, failure
to report personal time taken or alteration of timesheets that have previously
been approved or recorded.
[Remainder
of 3.1 omitted.]
[3.2
and 3.3 omitted.]
3.4
Corrections
No changes will be allowed without prior approval from the supervisor. If
extensive changes are required, a new timesheet should be generated and
submitted to the supervisor, along with the original timesheet, for review and
signed approval. Otherwise, minor changes may be marked on the old timesheet and
initialed by the supervisor to indicate approval before being entered in SAP.
***
[Remainder
of document omitted.]
PRELIMINARY
COMMENTS
An Arbitrator’s Audience. In my view, in addition to the advocates of the parties to whom an Opinion is submitted, grievants and other employees, supervisors and other management personnel are key parts of the audience for arbitrators’ Opinions. In the public sector, the audience may well also include the public. One cannot assume that all members of such a wider audience necessarily will have access to the documentary evidence or to the specifics of the testimony presented at a hearing, or that they will be as familiar as are the advocates with other details of the case or with arbitration practices, procedures, and standards. With that larger audience in mind and where I deem it may be helpful to a reader’s understanding, I provide background for my comments.
The individuals who play a part in this dispute. Arbitrators’ Opinions can become permanent records, at least in the archives of the parties. Arbitrations can deal with very personal and private matters and, during the course of an arbitration, assertions can be made that may not be factual. Moreover, in fulfilling their obligations to the parties, arbitrators are often called upon to make assessments of the credibility and job performance of individuals on each side of a dispute.
Whenever I can do so without sacrificing clarity, I compose my Opinions to identify persons by roles rather than by names. Since the parties are aware of the identity of individuals, this device does not place them at a disadvantage, but it does erect a somewhat effective shield against easy identification by persons not directly involved in a case.
To assist the reader, I present the following chart. The individuals are listed in the order in which they testified.
|
Company
Witnesses |
|
|
Position |
Referred
to in Opinion as: |
|
Director of Labor Relations, PacifiCorp |
|
|
Manager of the Graveyard Shift at the Wasatch Restoration Center (WRC) |
Graveyard Shift Manager, GSM |
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Labor Relations Consultant. A Company official who is responsible for labor relations with Local 57 IBEW |
Labor Relations Consultant, LRC |
|
Shift Manager, Day Shift (SMDS) at WRC, Grievant’s direct supervisor |
Day Shift Manager[A] |
|
Shift Manager, Day Shift at WRC |
Day Shift Manager[B] |
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Field Operations Manager, WRC |
Field Operations Manager |
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Director of Operations for Utah North |
Director of Operations, Director |
|
Union
Witnesses |
|
|
Grievantf |
Grievant < |